Butler Snow represents banks, bank holding companies, lenders, broker-dealers, investment advisers and other financial services businesses in regulatory, transactional, financing and litigation matters. Our attorneys understand that financial institutions operate within overlapping federal and state regulatory frameworks while also confronting the same corporate, technology, employment and commercial issues facing other businesses.
The firm advises financial institutions on regulatory compliance, corporate governance, capital formation, mergers and acquisitions, lending, securities matters, investigations and disputes.
Who We Serve
Our financial services clients include:
- Banks and bank holding companies
- Community and regional banks
- Consumer and commercial lenders
- Broker-dealers
- Investment advisers
- Registered investment companies
- Underwriters and placement agents
- Insurance companies engaged in financial services
- Other regulated financial institutions and service providers
Services for Financial Institutions
Butler Snow assists with:
- Bank regulatory compliance
- Broker-dealer and investment adviser regulation
- Consumer financial services compliance
- Corporate governance
- Capital formation and securities offerings
- Mergers and acquisitions
- Commercial and consumer lending
- SEC and FINRA matters
- Regulatory examinations and enforcement
- Data privacy and cybersecurity
- Financial services litigation
- Loan workouts and restructuring
Frequently Asked Questions
Butler Snow represents banks, bank holding companies, lenders, broker-dealers, investment advisers and other financial services companies ranging from community institutions to larger regional organizations.